Financial Regulatory

Latham & Watkins' Financial Regulatory Group advises banks, securities firms, insurance companies and their parent holding companies and affiliates, as well as companies engaged in financial services across the globe, and financial sector professional organizations and industry groups, on the full range of financial regulations affecting their activities and operations. The group also advises these institutions' non-financial counterparts, such as payments systems providers, electronic financial services organizations, technology and bank vendors, and consultants and other industry advisors. The partners and counsel of the Financial Regulatory Group are internationally recognized for their reputation and experience in the financial services industry. The group's principal practice areas include:

• Regulatory Compliance
• Corporate Finance Transactions
• Corporate Governance and Transactions in the financial sector, including M&A, restructuring and liquidations
• Consumer Financial Services
• Asset Management, Fiduciary Services & Capital Markets
• Retail and Corporate Payments
• Electronic Financial Services
  
  

Our Financial Regulatory Group, which is comprised of lawyers in our Washington, D.C. and Frankfurt offices along with attorneys in the London, Paris and Tokyo offices, is respected by institutions and regulators alike for the insight and analysis provided on complex and first-impression situations faced by the financial services industry. The group's wide range of experience and knowledge gives our clients a valuable and reliable resource in demanding operating and strategic environments.