Featured Insights
September 14, 2026
Blog
The joint final rule narrows the basis for enforcement actions and MRAs to practices that pose material financial risk or constitute actual violations of law.
September 14, 2026
Article
The UK government has accelerated the timetable for a raft of new consumer subscription contract requirements introduced by the DMCCA.
September 11, 2026
Client Alert
The proposal would rescind the prescriptive, strict liability “pay-to-play” restrictions that currently apply to SEC-registered investment advisers, exempt reporting advisers, and foreign private advisers in favor of a principles-based regime.