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Profile
Jonathan Ritson-Candler is an associate in the London office of Latham & Watkins and a member of the Global Financial Institutions Industry Group. Jonathan specializes in financial services regulatory advice and has experience advising a range of financial institutions and market infrastructure providers on domestic and cross-border regulatory issues.
Jonathan advises global investment banks, corporate finance houses, fund managers, insurers, broker-dealers, and market infrastructure and data services providers on a variety of legal and regulatory risk management matters. He has particular expertise in the FCA’s Conduct of Business Rules; European regulatory developments such as MiFID II, MAR, and PRIIPs KID; and the EU Benchmark Regulation, as well as having a particular interest in anti-money laundering and financial crime and the UK’s on-shoring of EU financial services legislation in light of Brexit.
Jonathan was recognised as a Rising Star for Financial Services: Non Contentious/Regulatory in TheLegal 500 UK in both 2020 and 2021.
Experience
Jonathan’s recent highlights have included advising:
Sixth Street Growth on its investment in a €285 million funding round for SumUp, a leading global financial services company
AllianceBernstein, a leading global investment management and research firm, on the formation of its joint venture with Société Générale
A new asset manager on a license application
The seller on the disposal of an asset management and private wealth group
A number of global investment banks on their Brexit planning strategies and the impact of a no-deal “Hard Brexit” on their business
A UK private bank and wealth manager by undertaking an in-depth review of the firm’s approach to suitability and reporting to the Board
A number of firms in their implementation of the Money Laundering Regulations 2017 and the changes brought about by MLD5
A US based provider of indices in its negotiation to engage an authorised EU benchmark administrator
A number of global investment banks in relation to their use and/or sale of “big data” and the associated EU regulatory touchpoints
A listed company on the MAR implications of rolling out a global employee share scheme (in particular, in relation to PDMR transactions and decision making)
A number of financial services clients in relation to important firm-wide MiFID II preparation and implementation projects
A number of global investment banks on the implementation of the MiFID II product governance regime
A major investment bank (whilst on secondment) on its implementation of MAR*
A number of global investment banks and a market data provider on the implementation of the EU Benchmark Regulation, including seeking authorization as a benchmark administrator*
An e-commerce platform on perimeter queries relating to the need for authorization as an e-money issuer or payment service provider*
*Matter handled prior to joining Latham
Qualifications
Bar Qualification
England and Wales (Solicitor)
Education
Legal Practice Course, University of Law, London Moorgate, 2013 Distinction
LLB Law, University of Warwick, 2010 First class honours
Firm honored by Law360 for advising startups, financial institutions, VCs, digital asset and Web3 participants, and corporations on their most innovative and complex transactions, investigations, litigation, and regulatory matters.
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