2023 Materials
Each month the Financial Regulatory lawyers at Latham & Watkins host a presentation and discussion covering recent changes to financial services regulation.
For more information about the Financial Regulation Monthly Webcast, please contact Cristina Vina.
November 2024
- Slides
- FCA Publishes Results of Non-Financial Misconduct Survey
- UK Regulators Set Out Plans on Growth and International Competitiveness
October 2024
- Slides
- FCA Publishes Further Consumer Duty Feedback
- FCA Publishes Update on Cash Savings Work
- EU AI Act: Navigating a Brave New World
- EU AI Act: Obligations for Deployers of High-Risk AI Systems
September 2024
- Slides
- FCA Publishes Final Rules for Reformed Listing Regime
- FCA Launches Consultations on the New Prospectus Regime and Public Offer Platforms
- FCA Finalises Changes to Rules on Investment Research
- FCA Findings on Firms’ Treatment of Politically Exposed Persons
- FCA Pushes Back Deadline for SDR Naming and Marketing Rules
- European Commission Publishes FAQs on EU Corporate Sustainability Reporting Directive
July 2024
- Slides
- EU AI Act: Navigating a Brave New World
- Consumer Duty — The Final Countdown?
- ESAs Propose New SFDR Classification System
- ESMA Sets Out Good Practices for Calls With Analysts Ahead of MAR Closed Periods
June 2024
- Slides
- Consumer Duty — The Final Countdown?
- ESMA Finalises Guidelines on Fund Names
- UK Government Update on Sustainability Disclosure Requirements Framework
May 2024
- Slides
- FCA Publishes Final Guidance on Its Anti-Greenwashing Rule
- ISDA Future Leaders in Derivatives Publishes White Paper on Generative AI
- FCA and PRA Publish Final Securitisation Rules: Key Points
April 2024
- Slides
- FCA’s 2024/25 Business Plan Signals Focus on Wholesale Markets Reform
- FCA Consults on Permitting Bundled Payments for Research
- EU Member States Reach Agreement on Corporate Due Diligence Directive
- The SEC’s Final Climate Disclosure Rules: Requirements, Practicalities, and Next Steps
- Government Report Finds Financial Services Sector Could Work Better for Women
March 2024
- Slides
- FCA Consults on Plans to Announce Enforcement Investigations
- FCA Sets Out Latest Areas of Focus Under the Consumer Duty
- EU Reaches Provisional Agreement on ESG Ratings Regulation
- UK Government Consults on World’s First Regulated Public-Private Crossover Market
- FCA Publishes Findings From Its Wholesale Data Market Study
- Bank of England Unveils Changes to the PRA’s Approach to Enforcement
February 2024
- Slides
- 10 Key Focus Areas for UK-Regulated Financial Services Firms in 2024
- Recent Developments for UK PLCs — February Edition
January 2024
- Slides
- 10 Key Focus Areas for UK-Regulated Financial Services Firms in 2024
- FCA Unveils Final Measures to Make UK Listing Regime Match Fit Again
- UK Regulators Publish New CTP Regulatory Framework Proposal
- FCA Explores How to Close the “Advice Gap”
- EU Supervisors to Scrutinise ESG Benchmark Disclosures