Monthly Webcast – 2019 Materials
December 2019
- Slides
- FCA Consults on SMCR for Benchmark Administrators
- ESAs Consult on Amendments to the PRIIPs KID
- FCA Warns Firms of Conduct Risk During LIBOR Transition
- SEC Extends Relief from MiFID II Research Unbundling Provisions
November 2019
- Slides
- Review of the EU Benchmarks Regulation
- ESMA’s Consultation Paper on the MAR Review
- Report on IT Failures in the UK Financial Services Sector
- PRIIPs and Corporate Bonds – Clarity at Last?
October 2019
- Slides
- Research Unbundling – FCA Finds Rules Working Well
- Key Emerging Regulatory Issues and Focus Areas for Institutional Asset Managers
- US Secondary Sanctions are a ‘Mandatory Provision’ of English Law
September 2019
- Slides
- Readiness for PSD2: APIs Fall Short, but More Time for SCA
- FCA Warns of ‘Significant Weaknesses’ in Firms’ Implementation of the Conduct Rules
- Latest UK Developments on the Regulation of Cryptoassets
- FCA Confirms SMCR Optimisations
- HM Treasury Kicks Off Financial Services Future Regulatory Framework Review
July 2019
- Slides
- 10 Key Regulatory Focus Areas for UK/European Wholesale Markets in 2019 – Progress Report
- EMIR REFIT: Bringing the EU and the US Closer Together?
- SCA: Storm Clouds Approaching?
June 2019
- Slides
- EU Kicks Off MAR Review
- Key Industry Lessons from the FCAs First Competition Law Case
- Regulators Get Tough on Regulatory Outsourcing Failings
May 2019
- Slides
- Timeline of Planned FCA Work 2019/2020
- FCA Fires Warning Shots to Brokers in Wholesale Markets
- UK’s Proposed “Online Harms” Compliance and Enforcement Regime Will Target Platforms
April 2019
- Slides
- Will Developments in the UK’s Regulation of Cryptoassets Bring Them Into the Mainstream
- What EBA’s Outsourcing Guidelines Mean for Financial Institutions
- Italy’s Brexit Law Decree Comes Into Force
March 2019
- Slides
- MiFID II Costs and Charges — Room for Improvement
- European Banking Authority’s Draft Guidelines on Outsourcing: Discussion of Key Themes
February 2019
- Slides
- Brexit and Financial Services – UK Equivalence Decisions
- European Commission Report on the Operation of the AIFMD
- Brexit and Financial Services – FCA Issues Further Guidance For Firms
- FCA Consults on Further Amendments to the SMCR
- Regulating Crypto-assets and ICOs? ESMA and EBA Consider the Benefits